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SEC Won’t Take Action Against Compliance-Focused Digital Security Exchanges

SEC Won’t Take Action Against Compliance-Focused Digital Security Exchanges

The Securities and Exchange Commission (SEC) has said digital security exchanges that ensure assets on their books are legitimate in origin can continue to operate unhindered. In a letter to a senior executive at the Financial Industry Regulatory Authority (FINRA), Wall Street’s self-regulatory body, the SEC’s trading and markets division said exchanges that go to lengths to comply with existing regulation will not face sanctions.








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